Carl Marks Advisors is the right choice when you need an experienced partner to deliver effective and durable resolutions to complex situations.

We are a well-established investment bank that provides financial and operational advisory services across a variety of industry sectors. Committed to serving our clients as a collaborative partner, we specialize in working with businesses that are facing challenges or are at important moments of transition.

Our team of experienced professionals provides our clients with a proactive approach, breaking through roadblocks, identifying viable paths forward, and creating the alignment and momentum needed to achieve successful outcomes.

By the Numbers

0 +

Years of Leadership

0 +

Transactions Completed

0 +

Industry Awards

What We Do

Delivering effective and durable solutions in even the most complex situations.

Our Industries

Supporting middle-market clients in solving their most complex problems by utilizing our deep transactional, operational and industry expertise.

Meet Our Team

Integrated client service teams uniting transactional and operational expertise to create effective solutions in complex situations.

Robert C. Lau III

Bobby has more than 30 years of experience as a senior executive in U.S. financial markets. He leads Carl Marks Advisors’ nationwide business development effort.

David Endo

Managing Director
David has nearly a decade of financial restructuring and investment banking experience with M&A, debt and equity capital raises, and financial restructurings.

Stephen Funnell

Vice President
Stephen has over seven years of experience in financial advisory services focusing on analysis, valuation, and liquidations.

In-Court Restructuring and Sale of a Stationery Gift & Retailer

Duis et ante nec mi venenatis accumsan id sit amet...

Attractive Sale of a Family Business that Allowed the Next Generation to Continue in Executive Roles

Duis et ante nec mi venenatis accumsan id sit amet...

Successful Sale of Life Sciences Consulting Firm Supporting Drug Development Lifecycle

Duis et ante nec mi venenatis accumsan id sit amet...

Sign Up for Our Newsletter

This field is for validation purposes and should be left unchanged.